CTI Capital

Regulatory Notice

For regulatory purposes, self regulatory organizations including Market Regulation Services Inc., the Investment Dealers Association of Canada, the Mutual Fund Dealers Association of Canada, Bourse de Montreal Inc., and the Canadian Investor Protection Fund (collectively, "SROs") require access to personal information of current and former clients, employees, agents, directors, officers, partners and others that has been collected or used by Regulated Persons. SROs collect, use or disclose such personal information obtained from Regulated Persons for regulatory purposes, including:

Surveillance of trading-related activity,

Sales, financial compliance, trade desk review and other regulatory audits,

Investigation of potential regulatory and statutory violations,

Regulatory databases,

Enforcement or disciplinary proceedings,

Reporting to securities regulators and

Information-sharing with securities regulatory authorities, regulated marketplaces, other self-regulatory organizations and law enforcement agencies in any jurisdiction in connection with any of the foregoing.

No account will be open in the jurisdictions where the company CTI and its representatives are not registered.

Privacy Policy

CTI Capital respects your online privacy and recognize your need for appropriate protection and management of any Personal Information you share with us.

CTI Capital established this Privacy Policy so that you can understand the care with which we intend to treat your Personal Information.

Personal Information means any information that may be used to identify an individual, including, but not limited to, a first and last name, a home or other physical address and an email address or other contact information, whether at work or at home.

If you choose to provide us with your Personal Information on the Web via our Contact form, we will keep that information confidential in our database and for internal use only.